RedFlag, Allegation and/or Complaint against RYAN ALEXANDER GRAI
Disclosure #1 for RYAN GRAI
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- Event Date: 7/11/2014
- Disclosure Type: Financial
- Disclosure Resolution: Final
- Disclosure Detail :: Type: Compromise
- Disposition: Settled
- Broker Comment: A Capital One credit card that was supposed to be closed at a zero balance incurred an annual fee and subsequent late fees. It charged off at $167. Had they closed the card when I requested there would have been no issue but they would not waive the fees in their entirety. When dealing with Capital One on this matter I settled for $65.25 because I did not feel I should be liable but also just wanted to be done with them.
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Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:42 pm
