ROY BYRD PRICE at RAYMOND JAMES & ASSOCIATES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 2175109
ROY BYRD PRICE is an Investment Adviser, associated with RAYMOND JAMES & ASSOCIATES, INC. located at MOBILE, AL. ROY PRICE’s Central Registration Depository (CRD) number is 2175109 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for ROY PRICE

    • Event Date: 4/2/2012
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Closed-No Action
    • Disclosure Detail :: Allegations: **UPDATE – THIS DISCLOSURE IS NO LONGER REPORTABLE ON THE CURRENT U4 BECAUSE IT WAS FILED OVER 24 MONTHS AGO AND DID NOT SETTLE FOR $15,000 MORE** CLAIM ALLEGES UNSUITABILITY WITH REGARD TO MUTUAL FUNDS PURCHASED IN 2005.
    • Broker Comment: **UPDATE – THIS DISCLOSURE IS NO LONGER REPORTABLE ON THE CURRENT U4 BECAUSE IT WAS FILED OVER 24 MONTHS AGO AND DID NOT SETTLE FOR $15,000 OR MORE**

Disclosure #2 for ROY PRICE

      • Event Date: 4/2/2012
      • Disclosure Type: Customer Dispute
      • Disclosure Resolution: Final
      • Disclosure Detail :: Allegations: CLAIM ALLEGES UNSUITABILITY WITH REGARD TO MUTUAL FUNDS PURCHASED IN 2005.
      • Broker Comment: ORIGINAL COMPLAINT FOR THE [CUSTOMERS’ RECEIVE DATE WAS 02/07/2011 AND AS OF 4/2/2012 THE [CUSTOMERS WERE SERED FROM THE [CUSTOMER CASE AND HAVE NOW FILED A NEW CASE.

Disclosure #3 for ROY PRICE

      • Event Date: 4/2/2012
      • Disclosure Type: Customer Dispute
      • Disclosure Resolution: Final
      • Disclosure Detail :: Allegations: CLAIM ALLEGES UNSUITABILITY WITH REGARD TO MUTUAL FUNDS PURCHASED IN 2005.
      • Broker Comment: ORIGINAL COMPLAINT FOR THE [CUSTOMERS’ RECEIVE DATE WAS 02/07/2011 AND AS OF 4/2/2012 THE [CUSTOMERS WERE SERED FROM THE [CUSTOMER CASE AND HAVE NOW FILED A NEW CASE.


Should I file a FINRA complaint against brokers like ROY BYRD PRICE?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by ROY BYRD PRICE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About ROY BYRD PRICE

What is ROY PRICE's Central Registration Depository (CRD) Number?

2175109

Which firm is ROY BYRD PRICE associated with?

RAYMOND JAMES & ASSOCIATES, INC.

Where is ROY PRICE located?

21 WEST 1-65 SERVICE ROAD NORTH, MOBILE, AL, 36608

Where can I find more details about ROY PRICE's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/705 to read a detailed report for RAYMOND JAMES & ASSOCIATES, INC.

Are there any disclosures, allegations or complaints filed against ROY BYRD PRICE?

Yes. There are disclosures, allegations, or complaints filed against ROY BYRD PRICE. Click here to view all details

Where can I download a detailed FINRA report for ROY PRICE?

Click here to download a detailed FINRA report for ROY PRICE

Is it safe to do business with ROY BYRD PRICE?

We’re not sure. Please research ROY PRICE’s disclosures, allegations and complaints before taking a decision


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