RedFlag, Allegation and/or Complaint against ROSS BALLARD WYATT
Disclosure #1 for ROSS WYATT
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- Event Date: 3/1/2022
- Disclosure Type: Customer Dispute
- Resolution: Pending
- Allegations: The complainant alleges that the tax consequences, associated with the Variable Annuities issued on or around December 16, 2021, were misrepresented.
- Arbitration Docket Number:
- Broker Comment: Internal Case #202203010008. The filing was previously pending under filing ID#58386543, but that request is not invalid-read only.
Should I file a FINRA complaint against brokers like ROSS BALLARD WYATT?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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