ROSS ARTHUR JOHNSON at AVANTAX INVESTMENT SERVICES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 1738751
ROSS ARTHUR JOHNSON is an Investment Adviser, associated with AVANTAX INVESTMENT SERVICES, INC. located at GOLD RIVER, CA. ROSS JOHNSON’s Central Registration Depository (CRD) number is 1738751 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for ROSS JOHNSON

    • Event Date: 7/7/1994
    • Disclosure Type: Regulatory
    • Disclosure Resolution: Final
    • Initiated By: CALIFORNIA BOARD OF ACCOUNTANCY
    • Allegations: RECEIPT OF COMMISSIONS
    • Resolution: SUSPENSION
    • Sanction Details :: Sanctions: Suspension
    • Sanction Details :: Registration Capacities Affected: CPA
    • Duration: 4 MONTHS
    • Start Date: 7/7/1994
    • End Date: 11/7/1994
    • Broker Comment: CALIFORNIA BOARD OF ACCOUNTANCY PROHIBITED RECEIPT OF COMMISSIONS WITHOUT REGARD TO OTHER LICENSES CURRENTLY LAWS ALLOW THIS PRACTICE
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Should I file a FINRA complaint against brokers like ROSS ARTHUR JOHNSON?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by ROSS ARTHUR JOHNSON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About ROSS ARTHUR JOHNSON

What is ROSS JOHNSON's Central Registration Depository (CRD) Number?

1738751

Which firm is ROSS ARTHUR JOHNSON associated with?

AVANTAX INVESTMENT SERVICES, INC.

Where is ROSS JOHNSON located?

11959 PROSPECT HILL DRIVE, GOLD RIVER, CA, 95670

Where can I find more details about ROSS JOHNSON's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/13686 to read a detailed report for AVANTAX INVESTMENT SERVICES, INC.

Are there any disclosures, allegations or complaints filed against ROSS ARTHUR JOHNSON?

Yes. There are disclosures, allegations, or complaints filed against ROSS ARTHUR JOHNSON. Click here to view all details

Where can I download a detailed FINRA report for ROSS JOHNSON?

Click here to download a detailed FINRA report for ROSS JOHNSON

Is it safe to do business with ROSS ARTHUR JOHNSON?

We’re not sure. Please research ROSS JOHNSON’s disclosures, allegations and complaints before taking a decision

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