RedFlag, Allegation and/or Complaint against RONNIE GLEN LEAR
Disclosure #1 for RONNIE LEAR
-
- Event Date: 6/20/2000
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: CHARGED WITH 1 COUNT RECEIVING PROFIT FROM PUBLIC FUNDS KRS 61.190, A CLASS D FELONY. PLEAD GUILTY TO CHARGE. CHARGE WAS NOT INVESTMENT RELATED.
- Charge Type: FELONY
- Disposition: ENTERED A PLEA OF GUILTY PURSUANT TO NORTH CAROLINA V. ALFORD. ENTERED A PRETRIAL DIVERSION PROGRAM FOR A PERIOD OF 2 YEARS. THE DIVERSION IS TO BE UNSUPERVISED. RESTITUTION TO BE PAID TO THE CITY OF MAYFIELD IN THE AMOUNT OF $886.94 AS WELL AS COURT COSTS OF $76.26.
- Broker Comment: AT THE TIME THE FORMER MAYOR FILED CHARGES AGAINST THE CHIEF OF POLICE AND MYSELF FOR THE CHIEF PAYING OUT OF A SPECIAL ACCOUNT FOR OUR WIVES TO ATTEND A POLICE CONFERENCE. THE PROSECUTOR WOULD NOT PROSECUTE AND DEFERRED THE CHARGES AND THEY WILL BE DISMISSED IN 4 MONTHS.
Should I file a FINRA complaint against brokers like RONNIE GLEN LEAR?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Frequently Asked Questions About RONNIE GLEN LEAR
What is RONNIE LEAR's Central Registration Depository (CRD) Number?
Which firm is RONNIE GLEN LEAR associated with?
Where is RONNIE LEAR located?
Where can I find more details about RONNIE LEAR's Investment Firm?
Are there any disclosures, allegations or complaints filed against RONNIE GLEN LEAR?
Where can I download a detailed FINRA report for RONNIE LEAR?
Is it safe to do business with RONNIE GLEN LEAR?
All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.
Originally reported on November 17, 2022 @ 9:46 pm
