RedFlag, Allegation and/or Complaint against RONALD CHRISTIAN RASBAND
Disclosure #1 for RONALD RASBAND
- Event Date: 1/31/2012
- Disclosure Type: Customer Dispute
- Resolution: Denied
- Allegations: CLIENT ALLEGES RR MISREP. ALLEGES TERMS AND CONDITIONS WERE NOT THOROUGHLY EXPLAINED SO CLIENT UNDERSTOOD. CLIENT IS REQUESTING POLICY BE RESCINDED AND PREMIUMS REFUNDED.
- Damage Amount Requested: $6,000.00
- Arbitration Docket Number:
- Broker Comment: SUFFICIENT EVIDENCE TO SUPPORT THAT TERMS AND CONDITIONS WERE PROPERLY DISCLOSED. NO BASIS FOR REFUND.
Should I file a FINRA complaint against brokers like RONALD CHRISTIAN RASBAND?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:38 pm