RONALD AUSTIN MCGRATH at AVANTAX INVESTMENT SERVICES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 3060849
RONALD AUSTIN MCGRATH is an Investment Adviser, associated with AVANTAX INVESTMENT SERVICES, INC. located at OLD BROOKVILLE, NY. RONALD MCGRATH’s Central Registration Depository (CRD) number is 3060849 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for RONALD MCGRATH

    • Event Date: 2/6/2015
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Denied
    • Disclosure Detail :: Allegations: THE CLIENT’S POWER OF ATTORNEY ALLEGED THAT THE CLIENT DID NOT AUTHORIZE THE LIQUIDATION OF HIS ACCOUNT DURING OCTOBER 2014
    • Arbitration Docket Number:
    • Broker Comment: BASED ON THE INFORMATION REVIEWED BY THE FIRM, NO WRONG DOING WAS FOUND ON THE PART OF THE REPRESENTATIVE.
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Should I file a FINRA complaint against brokers like RONALD AUSTIN MCGRATH?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by RONALD AUSTIN MCGRATH’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About RONALD AUSTIN MCGRATH

What is RONALD MCGRATH's Central Registration Depository (CRD) Number?

3060849

Which firm is RONALD AUSTIN MCGRATH associated with?

AVANTAX INVESTMENT SERVICES, INC.

Where is RONALD MCGRATH located?

15 CANTERBURY RD., OLD BROOKVILLE, NY, 11545

Where can I find more details about RONALD MCGRATH's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/13686 to read a detailed report for AVANTAX INVESTMENT SERVICES, INC.

Are there any disclosures, allegations or complaints filed against RONALD AUSTIN MCGRATH?

Yes. There are disclosures, allegations, or complaints filed against RONALD AUSTIN MCGRATH. Click here to view all details

Where can I download a detailed FINRA report for RONALD MCGRATH?

Click here to download a detailed FINRA report for RONALD MCGRATH

Is it safe to do business with RONALD AUSTIN MCGRATH?

We’re not sure. Please research RONALD MCGRATH’s disclosures, allegations and complaints before taking a decision

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