RedFlags, Allegations and Complaints against Robert Joel Handfuss
Disclosure #1 for Robert Handfuss
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- Event Date: 11/2/2001
- Disclosure Type: Regulatory
- Disclosure Resolution: Final
- Initiated By: State Bar Association of the State of New Jersey
- Allegations: Pattern of Neglect; Lack of Diligence; failure to deliver funds to 3rd parties; failure to cooperate.
- Resolution: Order
- Sanction Details :: Sanctions: Bar (Permanent)
- Sanction Details :: Registration Capacities Affected: State Bar of New Jersey & Nevada
- Duration: Permanent
- Duration Explanation: permanent
- Start Date: 5/4/2005
- Broker Comment: This came about as a result of severe [redacted. I could not work or defend myself. All monies were accounted for in my Attorney Trust account and there was never any allegation of Fraud or theft.
Should I file a FINRA complaint against brokers like Robert Joel Handfuss?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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