RedFlag, Allegation and/or Complaint against ROBERT HUMBERT PETROCELLI
Disclosure #1 for ROBERT PETROCELLI
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- Event Date: 7/7/2014
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: THE CUSTOMER ALLEGES THAT THE FEES ASSOCIATED WITH THE TRANSFER OF HIS 401(K) PLAN IN OR AROUND JULY 2011 WERE NOT DISCLOSED TO HIM AND REQUESTS A RETURN OF ALL FEES WITHDRAWN FROM HIS ACCOUNT.
- Damage Amount Requested: $50,000.00
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like ROBERT HUMBERT PETROCELLI?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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