RedFlag, Allegation and/or Complaint against Robert Brian Burck
Disclosure #1 for Robert Burck
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- Event Date: 2/8/2019
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: The client alleges the Prudential life insurance policy was misrepresented to him based on a value of a 1035 exchange received that was lower than what was discussed. The client further alleges that the financial advisor did not disclose that the life insurance value and death benefit would fluctuate with the market.
- Damage Amount Requested: $4,495.00
- Settlement Amount: $4,495.00
- Arbitration Docket Number:
- Broker Comment: After completion of the firm’s investigation, client’s claim was resolved in the amount of $4,495.00. Financial advisor was not required to contribute to the resolution.
Should I file a FINRA complaint against brokers like Robert Brian Burck?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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