ROBERT ATHOLL MURRAY at PFS INVESTMENTS INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 1091448
ROBERT ATHOLL MURRAY is an Investment Adviser, associated with PFS INVESTMENTS INC. located at WALDORF, MD. ROBERT MURRAY’s Central Registration Depository (CRD) number is 1091448 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for ROBERT MURRAY

    • Event Date: 7/6/2005
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Settled
    • Disclosure Detail :: Allegations: CLIENTS ALLEGE THAT I DID NOT DISCLOSE THE CONTINGENT DEFERRED SALES CHARGES CORRECTLY.
    • Damage Amount Requested: $6,543.00
    • Settlement Amount: $6,543.46
    • Arbitration Docket Number:
    • Broker Comment: I BASED MY ADVISE TO THE [CUSTOMERS UPON THE BELIEF THAT THEY HAD MADE A ONE-TIME PURCHASE IN THEIR ACCOUNT. I DID NOT KNOW THEY HAD MADE SUBSEQUENT PURCHASES, WHICH WERE SUBJECT TO CDSC’S. I WAS NOT THE REPRESENTATIVE OF RECORD FOR THE [CUSTOMERSE.


Should I file a FINRA complaint against brokers like ROBERT ATHOLL MURRAY?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by ROBERT ATHOLL MURRAY’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About ROBERT ATHOLL MURRAY

What is ROBERT MURRAY's Central Registration Depository (CRD) Number?

1091448

Which firm is ROBERT ATHOLL MURRAY associated with?

PFS INVESTMENTS INC.

Where is ROBERT MURRAY located?

2670 CRAIN HWY, WALDORF, MD, 20601

Where can I find more details about ROBERT MURRAY's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/10111 to read a detailed report for PFS INVESTMENTS INC.

Are there any disclosures, allegations or complaints filed against ROBERT ATHOLL MURRAY?

Yes. There are disclosures, allegations, or complaints filed against ROBERT ATHOLL MURRAY. Click here to view all details

Where can I download a detailed FINRA report for ROBERT MURRAY?

Click here to download a detailed FINRA report for ROBERT MURRAY

Is it safe to do business with ROBERT ATHOLL MURRAY?

We’re not sure. Please research ROBERT MURRAY’s disclosures, allegations and complaints before taking a decision


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