Risa Brooke Kestler at T. ROWE PRICE INVESTMENT SERVICES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7180115
Risa Brooke Kestler is an Investment Adviser, associated with T. ROWE PRICE INVESTMENT SERVICES, INC. located at OWINGS MILLS, MD. Risa Kestler’s Central Registration Depository (CRD) number is 7180115 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Risa Kestler

    • Event Date: 2/27/2013
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Bankruptcy
    • Disposition: Discharged

Should I file a FINRA complaint against brokers like Risa Brooke Kestler?

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Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Risa Brooke Kestler’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Risa Brooke Kestler

What is Risa Kestler's Central Registration Depository (CRD) Number?


Which firm is Risa Brooke Kestler associated with?


Where is Risa Kestler located?


Where can I find more details about Risa Kestler's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/8348 to read a detailed report for T. ROWE PRICE INVESTMENT SERVICES, INC.

Are there any disclosures, allegations or complaints filed against Risa Brooke Kestler?

Yes. There are disclosures, allegations, or complaints filed against Risa Brooke Kestler. Click here to view all details

Where can I download a detailed FINRA report for Risa Kestler?

Click here to download a detailed FINRA report for Risa Kestler

Is it safe to do business with Risa Brooke Kestler?

We’re not sure. Please research Risa Kestler’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:08 pm

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