RINA ESTER SALDANA at UNIONBANC INVESTMENT SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5262519
RINA ESTER SALDANA is an Investment Adviser, associated with UNIONBANC INVESTMENT SERVICES, LLC located at CYPRESS, CA. RINA SALDANA’s Central Registration Depository (CRD) number is 5262519 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for RINA SALDANA

    • Event Date: 11/14/1997
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: 11/14/1997 CHARGE 1: THEFT OF PROPERTY (HAIR CLIP VALUED AT $1.00),MISDEMEANOR,PLEA NEGOTIATION, RESULTS:DISMISSED DUE TO PLEA NEGOTIATION 12/12/1997 CHARGE 2: FAILURE TO APPEAR,MISDEMEANOR,NOLO CONTENDERE,RESULTS: CONVICTED AND PAID $67 FINE, CASE WAS CLOSED.
    • Charge Type: MISDEMEANOR
    • Disposition: CHARGE 1) PLEA NEGOTIATION 03/25/2005, DISMISSED. CHARGE 2) CONVICTED 03/25/2005,PAID $67 FINE AND CASE WAS CLOSED ON 03/25/05
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Should I file a FINRA complaint against brokers like RINA ESTER SALDANA?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by RINA ESTER SALDANA’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About RINA ESTER SALDANA

What is RINA SALDANA's Central Registration Depository (CRD) Number?

5262519

Which firm is RINA ESTER SALDANA associated with?

UNIONBANC INVESTMENT SERVICES, LLC

Where is RINA SALDANA located?

4125 BALL RD., CYPRESS, CA, 90630

Where can I find more details about RINA SALDANA's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/14455 to read a detailed report for UNIONBANC INVESTMENT SERVICES, LLC

Are there any disclosures, allegations or complaints filed against RINA ESTER SALDANA?

Yes. There are disclosures, allegations, or complaints filed against RINA ESTER SALDANA. Click here to view all details

Where can I download a detailed FINRA report for RINA SALDANA?

Click here to download a detailed FINRA report for RINA SALDANA

Is it safe to do business with RINA ESTER SALDANA?

We’re not sure. Please research RINA SALDANA’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 9:04 pm

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