RedFlag, Allegation and/or Complaint against RINA ESTER SALDANA
Disclosure #1 for RINA SALDANA
- Event Date: 11/14/1997
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: 11/14/1997 CHARGE 1: THEFT OF PROPERTY (HAIR CLIP VALUED AT $1.00),MISDEMEANOR,PLEA NEGOTIATION, RESULTS:DISMISSED DUE TO PLEA NEGOTIATION 12/12/1997 CHARGE 2: FAILURE TO APPEAR,MISDEMEANOR,NOLO CONTENDERE,RESULTS: CONVICTED AND PAID $67 FINE, CASE WAS CLOSED.
- Charge Type: MISDEMEANOR
- Disposition: CHARGE 1) PLEA NEGOTIATION 03/25/2005, DISMISSED. CHARGE 2) CONVICTED 03/25/2005,PAID $67 FINE AND CASE WAS CLOSED ON 03/25/05
Should I file a FINRA complaint against brokers like RINA ESTER SALDANA?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally posted on November 17, 2022 @ 9:04 pm