RICHARD MURPHREE WHITE at AVANTAX INVESTMENT SERVICES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 3110976
RICHARD MURPHREE WHITE is an Investment Adviser, associated with AVANTAX INVESTMENT SERVICES, INC. located at Newport Beach, CA. RICHARD WHITE’s Central Registration Depository (CRD) number is 3110976 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for RICHARD WHITE

    • Event Date: 8/29/2005
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Settled
    • Disclosure Detail :: Allegations: CLIENT CLAIMS THAT HE DID NOT WANT A LONG TERM VEHICLE AND DID NOT WANT TO PAY ANY UPFRONT LOAD
    • Damage Amount Requested: $10,000.00
    • Settlement Amount: $5,372.00
    • Arbitration Docket Number:
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Should I file a FINRA complaint against brokers like RICHARD MURPHREE WHITE?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by RICHARD MURPHREE WHITE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About RICHARD MURPHREE WHITE

What is RICHARD WHITE's Central Registration Depository (CRD) Number?

3110976

Which firm is RICHARD MURPHREE WHITE associated with?

AVANTAX INVESTMENT SERVICES, INC.

Where is RICHARD WHITE located?

23 Corporate Plaza Dr., Newport Beach, CA, 92660

Where can I find more details about RICHARD WHITE's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/13686 to read a detailed report for AVANTAX INVESTMENT SERVICES, INC.

Are there any disclosures, allegations or complaints filed against RICHARD MURPHREE WHITE?

Yes. There are disclosures, allegations, or complaints filed against RICHARD MURPHREE WHITE. Click here to view all details

Where can I download a detailed FINRA report for RICHARD WHITE?

Click here to download a detailed FINRA report for RICHARD WHITE

Is it safe to do business with RICHARD MURPHREE WHITE?

We’re not sure. Please research RICHARD WHITE’s disclosures, allegations and complaints before taking a decision

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