RedFlags, Allegations and Complaints against RICHARD JAMES STASZAK
Disclosure #1 for RICHARD STASZAK
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- eventDate: 9/20/2016
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: Client alleged representative misrepresented insurance product sold to her in 2007.
- Damage Amount Requested: $250,000.00
- Settlement Amount: $150,000.00
- DisplayAAOLinkIfExists: Y
- Arbitration Docket Number: 16-02183
- Broker Comment: In my opinion, I believe that this investment was appropriate for my client. She originally requested this product for her portfolio because of the several benefits and her needs at the time. It was more convenient and less costly for both parties to settle this matter.
Should I file a FINRA complaint against brokers like RICHARD JAMES STASZAK?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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