Richard Golden at TRADEZERO AMERICA, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4232455
Richard Golden is an Investment Adviser, associated with TRADEZERO AMERICA, INC. located at BROOKLYN, NY. Richard Golden’s Central Registration Depository (CRD) number is 4232455 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Richard Golden

    • Event Date: 9/5/2012
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: VTL 1192.2 Operate motor vehicle .08 of 1% or more alcohol-prior conviction within 10 years
    • Disposition: Amended
    • Amended Charges: VTL 1192.2, But a misdemeanor
    • Amended Charge Type: MISDEMEANOR
    • Amended Charge Disposition: Pled guilty
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Should I file a FINRA complaint against brokers like Richard Golden?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Richard Golden’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Richard Golden

What is Richard Golden's Central Registration Depository (CRD) Number?

4232455

Which firm is Richard Golden associated with?

TRADEZERO AMERICA, INC.

Where is Richard Golden located?

67 35TH STREET, BROOKLYN, NY, 11232

Where can I find more details about Richard Golden's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/282940 to read a detailed report for TRADEZERO AMERICA, INC.

Are there any disclosures, allegations or complaints filed against Richard Golden?

Yes. There are disclosures, allegations, or complaints filed against Richard Golden. Click here to view all details

Where can I download a detailed FINRA report for Richard Golden?

Click here to download a detailed FINRA report for Richard Golden

Is it safe to do business with Richard Golden?

We’re not sure. Please research Richard Golden’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 8:48 pm

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