RICHARD ANTHONY BALCH at WOODBURY FINANCIAL SERVICES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5250902
RICHARD ANTHONY BALCH is an Investment Adviser, associated with WOODBURY FINANCIAL SERVICES, INC. located at GREEN BAY, WI. RICHARD BALCH’s Central Registration Depository (CRD) number is 5250902 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for RICHARD BALCH

    • Event Date: 8/20/2013
    • Disclosure Type: Customer Dispute
    • Resolution: Denied
    • Allegations: THE CUSTOMER ALLEGES THE REPRESENTATIVE MISREPRESENTED THE DEATH BENEFIT OF THE VARIABLE ANNUITY HE PURCHASED IN DECEMBER 2011.
    • Damage Amount Requested: $21,000.00
    • Arbitration Docket Number:
    • Broker Comment: RICHARD DID NOT MAKE ANY RECOMMENDATIONS AND ONLY SAT IN MEETINGS AS BACK-UP.


Should I file a FINRA complaint against brokers like RICHARD ANTHONY BALCH?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by RICHARD ANTHONY BALCH’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About RICHARD ANTHONY BALCH

What is RICHARD BALCH's Central Registration Depository (CRD) Number?

5250902

Which firm is RICHARD ANTHONY BALCH associated with?

WOODBURY FINANCIAL SERVICES, INC.

Where is RICHARD BALCH located?

1234 S RIDGE RD, GREEN BAY, WI, 54304

Where can I find more details about RICHARD BALCH's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/421 to read a detailed report for WOODBURY FINANCIAL SERVICES, INC.

Are there any disclosures, allegations or complaints filed against RICHARD ANTHONY BALCH?

Yes. There are disclosures, allegations, or complaints filed against RICHARD ANTHONY BALCH. Click here to view all details

Where can I download a detailed FINRA report for RICHARD BALCH?

Click here to download a detailed FINRA report for RICHARD BALCH

Is it safe to do business with RICHARD ANTHONY BALCH?

We’re not sure. Please research RICHARD BALCH’s disclosures, allegations and complaints before taking a decision


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