REBECCA MADUSKA FITSCHEN at UBS FINANCIAL SERVICES INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4144349
REBECCA MADUSKA FITSCHEN is an Investment Adviser, associated with UBS FINANCIAL SERVICES INC. located at MEMPHIS, TN. REBECCA FITSCHEN’s Central Registration Depository (CRD) number is 4144349 and the FINRA Profile can be found at –

Disclosure #1 for REBECCA FITSCHEN

    • Event Date: 7/22/2022
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Pending
    • Disclosure Detail :: Allegations: Time Frame: January 3rd, 2022 to July 22nd, 2022 What were the allegations against the individual? The client alleges he was assured multiple times that his total fees for his managed assets would never exceed 60 basis points. The alleges damages are estimated to be in excess of $5,000.00.
    • Arbitration Docket Number:
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Should I file a FINRA complaint against brokers like REBECCA MADUSKA FITSCHEN?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by REBECCA MADUSKA FITSCHEN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  DANIEL JOSEPH BERGER at UBS FINANCIAL SERVICES INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023) helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About REBECCA MADUSKA FITSCHEN

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Where can I find more details about REBECCA FITSCHEN's Investment Firm?

Visit to read a detailed report for UBS FINANCIAL SERVICES INC.

Are there any disclosures, allegations or complaints filed against REBECCA MADUSKA FITSCHEN?

Yes. There are disclosures, allegations, or complaints filed against REBECCA MADUSKA FITSCHEN. Click here to view all details

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Click here to download a detailed FINRA report for REBECCA FITSCHEN

Is it safe to do business with REBECCA MADUSKA FITSCHEN?

We’re not sure. Please research REBECCA FITSCHEN’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:01 pm

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