Raymond Gatson at TRANSAMERICA FINANCIAL ADVISORS, INC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4537108
Raymond Gatson is an Investment Adviser, associated with TRANSAMERICA FINANCIAL ADVISORS, INC located at SHORT HILLS, NJ. Raymond Gatson’s Central Registration Depository (CRD) number is 4537108 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Raymond Gatson

    • Event Date: 2/18/2020
    • Disclosure Type: Financial
    • Disclosure Resolution: Final
    • Disclosure Detail :: Type: Compromise
    • Disposition: Satisfied/Released
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Disclosure #2 for Raymond Gatson

      • Event Date: 2/14/2019
      • Disclosure Type: Financial
      • Disclosure Resolution: Final
      • Disclosure Detail :: Type: Compromise
      • Disposition: Satisfied/Released

Disclosure #3 for Raymond Gatson

      • Event Date: 2/14/2019
      • Disclosure Type: Financial
      • Disclosure Resolution: Final
      • Disclosure Detail :: Type: Compromise
      • Disposition: Satisfied/Released


Should I file a FINRA complaint against brokers like Raymond Gatson?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

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Update - 2022.11.15If you have suffered investment losses that may have been caused by Raymond Gatson’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About Raymond Gatson

What is Raymond Gatson's Central Registration Depository (CRD) Number?

4537108

Which firm is Raymond Gatson associated with?

TRANSAMERICA FINANCIAL ADVISORS, INC

Where is Raymond Gatson located?

830 MORRIS TURNPIKE, SHORT HILLS, NJ, 7078

Where can I find more details about Raymond Gatson's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/16164 to read a detailed report for TRANSAMERICA FINANCIAL ADVISORS, INC

Are there any disclosures, allegations or complaints filed against Raymond Gatson?

Yes. There are disclosures, allegations, or complaints filed against Raymond Gatson. Click here to view all details

Where can I download a detailed FINRA report for Raymond Gatson?

Click here to download a detailed FINRA report for Raymond Gatson

Is it safe to do business with Raymond Gatson?

We’re not sure. Please research Raymond Gatson’s disclosures, allegations and complaints before taking a decision


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