RADHIKA RAMAMURTHY at RBC CAPITAL MARKETS, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4720258
RADHIKA RAMAMURTHY is an Investment Adviser, associated with RBC CAPITAL MARKETS, LLC located at NEW YORK, NY. RADHIKA RAMAMURTHY’s Central Registration Depository (CRD) number is 4720258 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for RADHIKA RAMAMURTHY

    • Event Date: 5/25/2022
    • Disclosure Type: Judgment / Lien
    • Disclosure Resolution:
    • Disclosure Detail :: Judgment/Lien Amount: $2,790.32
    • Judgment/Lien Type: Tax


Should I file a FINRA complaint against brokers like RADHIKA RAMAMURTHY?

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Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by RADHIKA RAMAMURTHY’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About RADHIKA RAMAMURTHY

What is RADHIKA RAMAMURTHY's Central Registration Depository (CRD) Number?

4720258

Which firm is RADHIKA RAMAMURTHY associated with?

RBC CAPITAL MARKETS, LLC

Where is RADHIKA RAMAMURTHY located?

3 WORLD FINANCIAL CENTER, NEW YORK, NY, 10281

Where can I find more details about RADHIKA RAMAMURTHY's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/31194 to read a detailed report for RBC CAPITAL MARKETS, LLC

Are there any disclosures, allegations or complaints filed against RADHIKA RAMAMURTHY?

Yes. There are disclosures, allegations, or complaints filed against RADHIKA RAMAMURTHY. Click here to view all details

Where can I download a detailed FINRA report for RADHIKA RAMAMURTHY?

Click here to download a detailed FINRA report for RADHIKA RAMAMURTHY

Is it safe to do business with RADHIKA RAMAMURTHY?

We’re not sure. Please research RADHIKA RAMAMURTHY’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 8:30 pm

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