RedFlag, Allegation and/or Complaint against RACHAEL LYNN SPOON
Disclosure #1 for RACHAEL SPOON
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- Event Date: 4/20/2015
- Disclosure Type: Financial
- Resolution: Final
- Type: Compromise
- Disposition: MAKING MONTHLY PAYMENTS ON THE REMAINING BALANCE
- Broker Comment: SKY LAKES (A HOSPITAL) ALLOWS PATIENTS TO PRESENT FINANCIAL INFORMATION AND BASED ON INCOME LEVELS, THEY WILL WRITE DOWN THE COST OF THE SERVICES THEY PROVIDED FOR MEDICAL CARE. WE HAVE PARTICIPATED IN THIS OPTION A FEW TIMES OVER THE YEARS. CURRENTLY, WE HAVE A PAYMENT PLAN IN PLACE AND ARE PAYING THE CURRENT BALANCE DUE IN MONTHLY INSTALLMENTS.
Should I file a FINRA complaint against brokers like RACHAEL LYNN SPOON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:47 pm
