PRESTON CHANDLER SHAW at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6170256
PRESTON CHANDLER SHAW is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at RAPID CITY, SD. PRESTON SHAW’s Central Registration Depository (CRD) number is 6170256 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for PRESTON SHAW

    • Event Date: 12/21/2018
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Bankruptcy
    • Disposition: Discharged


Should I file a FINRA complaint against brokers like PRESTON CHANDLER SHAW?

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Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by PRESTON CHANDLER SHAW’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About PRESTON CHANDLER SHAW

What is PRESTON SHAW's Central Registration Depository (CRD) Number?

6170256

Which firm is PRESTON CHANDLER SHAW associated with?

WELLS FARGO CLEARING SERVICES, LLC

Where is PRESTON SHAW located?

625 MAIN ST, RAPID CITY, SD, 57701

Where can I find more details about PRESTON SHAW's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against PRESTON CHANDLER SHAW?

Yes. There are disclosures, allegations, or complaints filed against PRESTON CHANDLER SHAW. Click here to view all details

Where can I download a detailed FINRA report for PRESTON SHAW?

Click here to download a detailed FINRA report for PRESTON SHAW

Is it safe to do business with PRESTON CHANDLER SHAW?

We’re not sure. Please research PRESTON SHAW’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 9:02 pm

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