PETER LYNN SIEGEL at MORGAN STANLEY – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 1143690
PETER LYNN SIEGEL is an Investment Adviser, associated with MORGAN STANLEY located at Atlanta, GA. PETER SIEGEL’s Central Registration Depository (CRD) number is 1143690 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for PETER SIEGEL

    • Event Date: 1/16/2003
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Withdrawn
    • Disclosure Detail :: Allegations: CLAIMANT ALLEGES THAT SHE RECEIVED BAD INVESTMENT ADVICE REGARDING THE PURCHASE OF CARRIER1 INTERNATIONAL ADR (MARCH 2000 THROUGH SEPTEMBER 2000)
    • Damage Amount Requested: $6,616.27
    • Broker Comment: CITIGROUP GLOBAL MARKETS INC. (F/K/A SALOMON SMITH BARNEY) DECLINED TO MEDIATE THIS MATTER.

Disclosure #2 for PETER SIEGEL

      • Event Date: 3/19/2002
      • Disclosure Type: Customer Dispute
      • Disclosure Resolution: Denied
      • Disclosure Detail :: Allegations: CLIENT ALLEGED THAT A STOCK PURCHASED IN HIS ACCOUNT WAS UNSUITABLE. 2000-2001
      • Damage Amount Requested: $11,029.19
      • Broker Comment: THE CLIENT’S CLAIM WAS DENIED.

Disclosure #3 for PETER SIEGEL

      • Event Date: 3/19/2002
      • Disclosure Type: Customer Dispute
      • Disclosure Resolution: Denied
      • Disclosure Detail :: Allegations: CLIENT ALLEGED THAT A STOCK PURCHASED IN HIS ACCOUNT WAS UNSUITABLE. 2000-2001
      • Damage Amount Requested: $11,029.19
      • Broker Comment: THE CLIENT’S CLAIM WAS DENIED.
See also  REBECCA FITZGERALD CASSAR at MORGAN STANLEY - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Should I file a FINRA complaint against brokers like PETER LYNN SIEGEL?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by PETER LYNN SIEGEL’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  MICHAEL ALAN ROBERTSON at MORGAN STANLEY - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

 
BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.


Frequently Asked Questions About PETER LYNN SIEGEL

What is PETER SIEGEL's Central Registration Depository (CRD) Number?

1143690

Which firm is PETER LYNN SIEGEL associated with?

MORGAN STANLEY

Where is PETER SIEGEL located?

5565 Glenridge Connector, Atlanta, GA, 30342

Where can I find more details about PETER SIEGEL's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/149777 to read a detailed report for MORGAN STANLEY

Are there any disclosures, allegations or complaints filed against PETER LYNN SIEGEL?

Yes. There are disclosures, allegations, or complaints filed against PETER LYNN SIEGEL. Click here to view all details

Where can I download a detailed FINRA report for PETER SIEGEL?

Click here to download a detailed FINRA report for PETER SIEGEL

Is it safe to do business with PETER LYNN SIEGEL?

We’re not sure. Please research PETER SIEGEL’s disclosures, allegations and complaints before taking a decision

See also  JEFFREY MITCHELL SIMON at KENSINGTON CAPITAL CORP. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Report Inaccuracy
Disclaimer

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.



 

Share your experience with this broker

Leave a reply

Broker Audit
Logo
Register New Account