RedFlag, Allegation and/or Complaint against PEDRO LIZANDRO RONDON
Disclosure #1 for PEDRO RONDON
- Event Date: 6/14/2008
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: ELUDING POLICE
- Disposition: Amended
- Amended Charges: RECKLESS DRIVING
- Amended Charge Type: MISDEMEANOR
- Amended Charge Disposition: Convicted
- Broker Comment: THE TRAFFIC INCIDENT OCCURED AFTER I INADVERTENTLY PASSED THOUGH A RED LIGHT. AS THE POLICE OFFICER ATTEMPTED TO PULL ME OVER FOR THE INFRACTION, I WAS UNAWARE OF HIS PRESENCE AND CONTINUINE ALONG MY ROUTE HOME. I WAS VERY APOLOGETIC AND EMBARRASSED.
Should I file a FINRA complaint against brokers like PEDRO LIZANDRO RONDON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 7:57 pm