PAUL ROBERT GARRIDO at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 1658582
PAUL ROBERT GARRIDO is an Investment Adviser, associated with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at BOSTON, MA. PAUL GARRIDO’s Central Registration Depository (CRD) number is 1658582 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for PAUL GARRIDO

    • Event Date: 11/1/1991
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Settled
    • Disclosure Detail :: Allegations: ALLEGATIONS OF UNSUITABLE SECURITIES CLAIMED DAMAGES OF $44,100.00
    • Damage Amount Requested: $44,100.00
    • Settlement Amount: $10,000.00
    • Arbitration Docket Number:
    • Broker Comment: MATTER SETTLED FOR $10,000.00 WHICH REPRESENTS ONE FOURTH OF CLAIM. TO AVOID LITIGATION. WE FEEL SECURITIES RECOMMENDED WERE CONSISTANT WITH CLIENT’S INVESTMENT OBJECTIVE. Not Provided
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Should I file a FINRA complaint against brokers like PAUL ROBERT GARRIDO?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by PAUL ROBERT GARRIDO’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About PAUL ROBERT GARRIDO

What is PAUL GARRIDO's Central Registration Depository (CRD) Number?

1658582

Which firm is PAUL ROBERT GARRIDO associated with?

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Where is PAUL GARRIDO located?

100 FEDERAL ST, BOSTON, MA, 2110

Where can I find more details about PAUL GARRIDO's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/7691 to read a detailed report for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Are there any disclosures, allegations or complaints filed against PAUL ROBERT GARRIDO?

Yes. There are disclosures, allegations, or complaints filed against PAUL ROBERT GARRIDO. Click here to view all details

Where can I download a detailed FINRA report for PAUL GARRIDO?

Click here to download a detailed FINRA report for PAUL GARRIDO

Is it safe to do business with PAUL ROBERT GARRIDO?

We’re not sure. Please research PAUL GARRIDO’s disclosures, allegations and complaints before taking a decision

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