PAUL ANSON WHITE at THRIVENT INVESTMENT MANAGEMENT INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4014582
PAUL ANSON WHITE is an Investment Adviser, associated with THRIVENT INVESTMENT MANAGEMENT INC. located at LITCHFIELD, MN. PAUL WHITE’s Central Registration Depository (CRD) number is 4014582 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for PAUL WHITE

    • Event Date: 12/26/2008
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Denied
    • Disclosure Detail :: Allegations: CUSTOMERS STATE THAT RR FAILED TO TRANSFER THEIR VARIABLE ANNUITIES TO THE FIXED SUBACCOUNT BEFORE THE MARKET DECLINED. RESEARCH REVEALED THAT CUSTOMERS ACCEPTED THE RR’S RECOMMENDATIONS AND CHOSE NOT TO MOVE TO THE FIXED ACCOUNT IN THEIR VARIABLE ANNUITIES. FIRM DENIED CUSTOMERS REQUEST TO RESTORE VALUE IN THEIR ACCOUNTS.
    • Damage Amount Requested: $31,000.00
    • Arbitration Docket Number:


Should I file a FINRA complaint against brokers like PAUL ANSON WHITE?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by PAUL ANSON WHITE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About PAUL ANSON WHITE

What is PAUL WHITE's Central Registration Depository (CRD) Number?

4014582

Which firm is PAUL ANSON WHITE associated with?

THRIVENT INVESTMENT MANAGEMENT INC.

Where is PAUL WHITE located?

403 N SIBLEY AVE, LITCHFIELD, MN, 55355

Where can I find more details about PAUL WHITE's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/18387 to read a detailed report for THRIVENT INVESTMENT MANAGEMENT INC.

Are there any disclosures, allegations or complaints filed against PAUL ANSON WHITE?

Yes. There are disclosures, allegations, or complaints filed against PAUL ANSON WHITE. Click here to view all details

Where can I download a detailed FINRA report for PAUL WHITE?

Click here to download a detailed FINRA report for PAUL WHITE

Is it safe to do business with PAUL ANSON WHITE?

We’re not sure. Please research PAUL WHITE’s disclosures, allegations and complaints before taking a decision


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