PAUL ANDREW EMIG at PFS INVESTMENTS INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4972071
PAUL ANDREW EMIG is an Investment Adviser, associated with PFS INVESTMENTS INC. located at FRIENDSWOOD, TX. PAUL EMIG’s Central Registration Depository (CRD) number is 4972071 and the FINRA Profile can be found at –

Disclosure #1 for PAUL EMIG

    • Event Date: 3/30/2015
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Compromise
    • Disposition: PAID AS AGREED
    • Broker Comment: 1. CHASE OWED $16985.00 PAID $4644.00 2. CHASE OWED $12,378.00 PAID $2,755.00 3. CITIBANK OWED $6,296.00 PAID $3332.00 4. CITIBANK OWED $5,415.00 PAID $2130.31 5. US BANK OWED $4,171.00 PAID $2670.58 6. CHASE OWED $1,484.00 PAID $844.00
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Should I file a FINRA complaint against brokers like PAUL ANDREW EMIG?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by PAUL ANDREW EMIG’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About PAUL ANDREW EMIG

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Where can I find more details about PAUL EMIG's Investment Firm?

Visit to read a detailed report for PFS INVESTMENTS INC.

Are there any disclosures, allegations or complaints filed against PAUL ANDREW EMIG?

Yes. There are disclosures, allegations, or complaints filed against PAUL ANDREW EMIG. Click here to view all details

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Click here to download a detailed FINRA report for PAUL EMIG

Is it safe to do business with PAUL ANDREW EMIG?

We’re not sure. Please research PAUL EMIG’s disclosures, allegations and complaints before taking a decision

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