PATRICK ROLAND PRESTON at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 2241429
PATRICK ROLAND PRESTON is an Investment Adviser, associated with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at FREEHOLD, NJ. PATRICK PRESTON’s Central Registration Depository (CRD) number is 2241429 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for PATRICK PRESTON

    • Event Date: 11/12/2008
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Denied
    • Disclosure Detail :: Allegations: THE CUSTOMER ALLEGES MISREPRESENTATION AND UNSUITABLE INVESTMENT RECOMMENDATIONS.
    • Arbitration Docket Number:
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Should I file a FINRA complaint against brokers like PATRICK ROLAND PRESTON?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by PATRICK ROLAND PRESTON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About PATRICK ROLAND PRESTON

What is PATRICK PRESTON's Central Registration Depository (CRD) Number?

2241429

Which firm is PATRICK ROLAND PRESTON associated with?

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Where is PATRICK PRESTON located?

4400 RT 9 S, FREEHOLD, NJ, 7728

Where can I find more details about PATRICK PRESTON's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/7691 to read a detailed report for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Are there any disclosures, allegations or complaints filed against PATRICK ROLAND PRESTON?

Yes. There are disclosures, allegations, or complaints filed against PATRICK ROLAND PRESTON. Click here to view all details

Where can I download a detailed FINRA report for PATRICK PRESTON?

Click here to download a detailed FINRA report for PATRICK PRESTON

Is it safe to do business with PATRICK ROLAND PRESTON?

We’re not sure. Please research PATRICK PRESTON’s disclosures, allegations and complaints before taking a decision

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