PATRICK MICHAEL CUDDY at PINNACLE INVESTMENTS, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6140958
PATRICK MICHAEL CUDDY is an Investment Adviser, associated with PINNACLE INVESTMENTS, LLC located at AUBURN, NY. PATRICK CUDDY’s Central Registration Depository (CRD) number is 6140958 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for PATRICK CUDDY

    • Event Date: 7/20/2007
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: CSCS – 4TH, NARCOTIC PREPARATION; PL 220-34-01
    • Disposition: Reduced
    • Amended Charges: CRIM POSS CONTRL SUBST; 7TH; PL-220-03
    • Amended Charge Type: MISDEMEANOR
    • Amended Charge Disposition: Dismissed Charges: CRIM POSS NARCO DRUG, 4TH DEGREE; PL-220.09.01
    • Disposition: Reduced
    • Amended Charges: CRIM POSS CONTRL SUBST – 7TH; PL-220-03
    • Amended Charge Type: MISDEMEANOR
    • Amended Charge Disposition: Convicted


Should I file a FINRA complaint against brokers like PATRICK MICHAEL CUDDY?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by PATRICK MICHAEL CUDDY’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About PATRICK MICHAEL CUDDY

What is PATRICK CUDDY's Central Registration Depository (CRD) Number?

6140958

Which firm is PATRICK MICHAEL CUDDY associated with?

PINNACLE INVESTMENTS, LLC

Where is PATRICK CUDDY located?

110 GENESEE STREET, AUBURN, NY, 13021

Where can I find more details about PATRICK CUDDY's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/142910 to read a detailed report for PINNACLE INVESTMENTS, LLC

Are there any disclosures, allegations or complaints filed against PATRICK MICHAEL CUDDY?

Yes. There are disclosures, allegations, or complaints filed against PATRICK MICHAEL CUDDY. Click here to view all details

Where can I download a detailed FINRA report for PATRICK CUDDY?

Click here to download a detailed FINRA report for PATRICK CUDDY

Is it safe to do business with PATRICK MICHAEL CUDDY?

We’re not sure. Please research PATRICK CUDDY’s disclosures, allegations and complaints before taking a decision


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