PATRICK M SIZEMORE at VANGUARD MARKETING CORPORATION – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5025223
PATRICK M SIZEMORE is an Investment Adviser, associated with VANGUARD MARKETING CORPORATION located at CHARLOTTE, NC. PATRICK SIZEMORE’s Central Registration Depository (CRD) number is 5025223 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for PATRICK SIZEMORE

    • Event Date: 9/9/2020
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Settled
    • Disclosure Detail :: Allegations: CLIENT ALLEGES TRANSACTION TO SELL SHARES WAS NOT EXECUTED WHEN DISCUSSED. MARKET PRICE DROPPED RESULTING IN DECREASED SHARE VALUE. ACTIVITY DATES ARE FROM SEPTEMBER 3, 2020 TO SEPTEMBER 8, 2020.
    • Settlement Amount: $5,114.94
    • Arbitration Docket Number:


Should I file a FINRA complaint against brokers like PATRICK M SIZEMORE?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by PATRICK M SIZEMORE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About PATRICK M SIZEMORE

What is PATRICK SIZEMORE's Central Registration Depository (CRD) Number?

5025223

Which firm is PATRICK M SIZEMORE associated with?

VANGUARD MARKETING CORPORATION

Where is PATRICK SIZEMORE located?

2525 WATER RIDGE PARKWAY, CHARLOTTE, NC, 28217

Where can I find more details about PATRICK SIZEMORE's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/7452 to read a detailed report for VANGUARD MARKETING CORPORATION

Are there any disclosures, allegations or complaints filed against PATRICK M SIZEMORE?

Yes. There are disclosures, allegations, or complaints filed against PATRICK M SIZEMORE. Click here to view all details

Where can I download a detailed FINRA report for PATRICK SIZEMORE?

Click here to download a detailed FINRA report for PATRICK SIZEMORE

Is it safe to do business with PATRICK M SIZEMORE?

We’re not sure. Please research PATRICK SIZEMORE’s disclosures, allegations and complaints before taking a decision


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