RedFlag, Allegation and/or Complaint against Patrick Doyle Erfort
Disclosure #1 for Patrick Erfort
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- Event Date: 5/21/2009
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: Aggrevated Battery/ Great Bodily Harm
- Disposition: Dismissed
- Amended Charges: Battery – Class A Misdemeanor
- Amended Charge Type: MISDEMEANOR
- Amended Charge Disposition: Pled guilty
- Broker Comment: Charge resulted from a fight at a bar while in college. Once evidence was presented in pre-trial court, charge was reduced to a misdemeanor. Written Order of Discharge from Probation entered by Judge after 9 months due to exemplary behavior.
Should I file a FINRA complaint against brokers like Patrick Doyle Erfort?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally posted on November 17, 2022 @ 8:58 pm
