Patrick Doyle Erfort at UBS FINANCIAL SERVICES INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6658187
Patrick Doyle Erfort is an Investment Adviser, associated with UBS FINANCIAL SERVICES INC. located at CHICAGO, IL. Patrick Erfort’s Central Registration Depository (CRD) number is 6658187 and the FINRA Profile can be found at –

Disclosure #1 for Patrick Erfort

    • Event Date: 5/21/2009
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: Aggrevated Battery/ Great Bodily Harm
    • Disposition: Dismissed
    • Amended Charges: Battery – Class A Misdemeanor
    • Amended Charge Type: MISDEMEANOR
    • Amended Charge Disposition: Pled guilty
    • Broker Comment: Charge resulted from a fight at a bar while in college. Once evidence was presented in pre-trial court, charge was reduced to a misdemeanor. Written Order of Discharge from Probation entered by Judge after 9 months due to exemplary behavior.
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Should I file a FINRA complaint against brokers like Patrick Doyle Erfort?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Patrick Doyle Erfort’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Patrick Doyle Erfort

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Where can I find more details about Patrick Erfort's Investment Firm?

Visit to read a detailed report for UBS FINANCIAL SERVICES INC.

Are there any disclosures, allegations or complaints filed against Patrick Doyle Erfort?

Yes. There are disclosures, allegations, or complaints filed against Patrick Doyle Erfort. Click here to view all details

Where can I download a detailed FINRA report for Patrick Erfort?

Click here to download a detailed FINRA report for Patrick Erfort

Is it safe to do business with Patrick Doyle Erfort?

We’re not sure. Please research Patrick Erfort’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 8:58 pm

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