PARESH B PATEL at PNC INVESTMENTS – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5423721
PARESH B PATEL is an Investment Adviser, associated with PNC INVESTMENTS located at EAST WINDSOR, NJ. PARESH PATEL’s Central Registration Depository (CRD) number is 5423721 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for PARESH PATEL

    • Event Date: 2/24/2020
    • Disclosure Type: Customer Dispute
    • Resolution: Settled
    • Allegations: Client’s POA alleging the death benefit on his mother’s annuity contract was not appropriately explained.
    • Damage Amount Requested: $79,447.00
    • Settlement Amount: $79,477.74
    • Arbitration Docket Number:


Should I file a FINRA complaint against brokers like PARESH B PATEL?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by PARESH B PATEL’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About PARESH B PATEL

What is PARESH PATEL's Central Registration Depository (CRD) Number?

5423721

Which firm is PARESH B PATEL associated with?

PNC INVESTMENTS

Where is PARESH PATEL located?

EAST WINDSOR, EAST WINDSOR, NJ, 8520

Where can I find more details about PARESH PATEL's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/129052 to read a detailed report for PNC INVESTMENTS

Are there any disclosures, allegations or complaints filed against PARESH B PATEL?

Yes. There are disclosures, allegations, or complaints filed against PARESH B PATEL. Click here to view all details

Where can I download a detailed FINRA report for PARESH PATEL?

Click here to download a detailed FINRA report for PARESH PATEL

Is it safe to do business with PARESH B PATEL?

We’re not sure. Please research PARESH PATEL’s disclosures, allegations and complaints before taking a decision


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