PARESH B PATEL at PNC INVESTMENTS – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5423721
PARESH B PATEL is an Investment Adviser, associated with PNC INVESTMENTS located at EAST WINDSOR, NJ. PARESH PATEL’s Central Registration Depository (CRD) number is 5423721 and the FINRA Profile can be found at –

Disclosure #1 for PARESH PATEL

    • Event Date: 2/24/2020
    • Disclosure Type: Customer Dispute
    • Resolution: Settled
    • Allegations: Client’s POA alleging the death benefit on his mother’s annuity contract was not appropriately explained.
    • Damage Amount Requested: $79,447.00
    • Settlement Amount: $79,477.74
    • Arbitration Docket Number:

Should I file a FINRA complaint against brokers like PARESH B PATEL?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by PARESH B PATEL’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today! helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About PARESH B PATEL

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Visit to read a detailed report for PNC INVESTMENTS

Are there any disclosures, allegations or complaints filed against PARESH B PATEL?

Yes. There are disclosures, allegations, or complaints filed against PARESH B PATEL. Click here to view all details

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We’re not sure. Please research PARESH PATEL’s disclosures, allegations and complaints before taking a decision

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