Nicki Lee Beatty at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7023718
Nicki Lee Beatty is an Investment Adviser, associated with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located at Lewisville, TX. Nicki Beatty’s Central Registration Depository (CRD) number is 7023718 and the FINRA Profile can be found at –

Disclosure #1 for Nicki Beatty

    • Event Date: 6/23/2022
    • Disclosure Type: Customer Dispute
    • Resolution: Closed-No Action
    • Allegations: The client alleges the representative transferred her assets to another financial institution without her authorization.
    • Damage Amount Requested: $164,819.54
    • Arbitration Docket Number:
    • Broker Comment: I had no client interaction with the initial transfer out of funds in March of 2021. I just happen to be the most recent person the client spoke with.
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Should I file a FINRA complaint against brokers like Nicki Lee Beatty?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Nicki Lee Beatty’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Nicki Lee Beatty

What is Nicki Beatty's Central Registration Depository (CRD) Number?


Which firm is Nicki Lee Beatty associated with?


Where is Nicki Beatty located?

2850 Lake Vista Drive, Suite 110, Lewisville, TX, 75067

Where can I find more details about Nicki Beatty's Investment Firm?

Visit to read a detailed report for TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

Are there any disclosures, allegations or complaints filed against Nicki Lee Beatty?

Yes. There are disclosures, allegations, or complaints filed against Nicki Lee Beatty. Click here to view all details

Where can I download a detailed FINRA report for Nicki Beatty?

Click here to download a detailed FINRA report for Nicki Beatty

Is it safe to do business with Nicki Lee Beatty?

We’re not sure. Please research Nicki Beatty’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 8:46 pm

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