RedFlag, Allegation and/or Complaint against Nicholas Lee Elrod
Disclosure #1 for Nicholas Elrod
- Event Date: 4/12/2016
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: Theft $50-300
- Disposition: Dismissed
- Broker Comment: I was a freshman in college at the time, and I attempted to steal an assortment of cold/sickness remedies (medicine, cough drops, etc) from the University of Colorado book store. I was broke at the time and embarrassed to as k any parents/friends for financial help. I was overwhelmed between school amp; pledging a fraternity and had a significant lapse in judgement from which I’ve learned greatly.
Should I file a FINRA complaint against brokers like Nicholas Lee Elrod?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally posted on November 17, 2022 @ 8:50 pm