Nicholas Lance Bruce at UBS FINANCIAL SERVICES INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7324542
Nicholas Lance Bruce is an Investment Adviser, associated with UBS FINANCIAL SERVICES INC. located at VERO BEACH, FL. Nicholas Bruce’s Central Registration Depository (CRD) number is 7324542 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Nicholas Bruce

    • Event Date: 12/1/2001
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: ALTER/MISUSE OF ID CARD ISSUED BY HIGHWAY
    • Disposition: nolle prosequi

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Should I file a FINRA complaint against brokers like Nicholas Lance Bruce?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Nicholas Lance Bruce’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Nicholas Lance Bruce

What is Nicholas Bruce's Central Registration Depository (CRD) Number?

7324542

Which firm is Nicholas Lance Bruce associated with?

UBS FINANCIAL SERVICES INC.

Where is Nicholas Bruce located?

1701 ROUTE A 1A, VERO BEACH, FL, 32963

Where can I find more details about Nicholas Bruce's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/8174 to read a detailed report for UBS FINANCIAL SERVICES INC.

Are there any disclosures, allegations or complaints filed against Nicholas Lance Bruce?

Yes. There are disclosures, allegations, or complaints filed against Nicholas Lance Bruce. Click here to view all details

Where can I download a detailed FINRA report for Nicholas Bruce?

Click here to download a detailed FINRA report for Nicholas Bruce

Is it safe to do business with Nicholas Lance Bruce?

We’re not sure. Please research Nicholas Bruce’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 8:58 pm

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