Nechama Dina Michael at TRANSAMERICA FINANCIAL ADVISORS, INC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4680949
Nechama Dina Michael is an Investment Adviser, associated with TRANSAMERICA FINANCIAL ADVISORS, INC located at WOODLAND HILLS, CA. Nechama Michael’s Central Registration Depository (CRD) number is 4680949 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Nechama Michael

    • Event Date: 8/27/2007
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Denied
    • Disclosure Detail :: Allegations: Client stated that registered representative did not fully explain the policy and would not return calls made to her.
    • Damage Amount Requested: $6,855.00
    • Broker Comment: I was out of the country getting married. The client disregarded the pre-recorded message with directions for assistance. The firm denied the complaint.

Disclosure #2 for Nechama Michael

      • Event Date: 3/18/2005
      • Disclosure Type: Regulatory
      • Disclosure Resolution: Final
      • Disclosure Detail :: DocketNumberFDA:
      • DocketNumberAAO:
      • Initiated By: State of CA – Department of Insurance
      • Allegations: Received notification from State of CA Dept. of Ins. Citing cause to suspend or revoke license. This action is in response to the 2004 misdemeanor.
      • Resolution: restricted license
      • Sanction Details :: Sanctions: Revocation Sanctions: Suspension
      • Sanction Details :: Registration Capacities Affected: California Life License
      • Duration: 2.5 Years
      • Start Date: 2/9/2006
      • End Date: 7/7/2008
      • Sanctions: none
      • Broker Comment: A restricted insurance license was issued. The case was subsequently dismissed and the restrictions and conditions removed.

Disclosure #3 for Nechama Michael

      • Event Date: 3/18/2005
      • Disclosure Type: Regulatory
      • Disclosure Resolution: Final
      • Disclosure Detail :: DocketNumberFDA:
      • DocketNumberAAO:
      • Initiated By: State of CA – Department of Insurance
      • Allegations: Received notification from State of CA Dept. of Ins. Citing cause to suspend or revoke license. This action is in response to the 2004 misdemeanor.
      • Resolution: restricted license
      • Sanction Details :: Sanctions: Revocation Sanctions: Suspension
      • Sanction Details :: Registration Capacities Affected: California Life License
      • Duration: 2.5 Years
      • Start Date: 2/9/2006
      • End Date: 7/7/2008
      • Sanctions: none
      • Broker Comment: A restricted insurance license was issued. The case was subsequently dismissed and the restrictions and conditions removed.


Should I file a FINRA complaint against brokers like Nechama Dina Michael?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Nechama Dina Michael’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About Nechama Dina Michael

What is Nechama Michael's Central Registration Depository (CRD) Number?

4680949

Which firm is Nechama Dina Michael associated with?

TRANSAMERICA FINANCIAL ADVISORS, INC

Where is Nechama Michael located?

21300 VICTORY BLVD., WOODLAND HILLS, CA, 91367

Where can I find more details about Nechama Michael's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/16164 to read a detailed report for TRANSAMERICA FINANCIAL ADVISORS, INC

Are there any disclosures, allegations or complaints filed against Nechama Dina Michael?

Yes. There are disclosures, allegations, or complaints filed against Nechama Dina Michael. Click here to view all details

Where can I download a detailed FINRA report for Nechama Michael?

Click here to download a detailed FINRA report for Nechama Michael

Is it safe to do business with Nechama Dina Michael?

We’re not sure. Please research Nechama Michael’s disclosures, allegations and complaints before taking a decision


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