NATHANIEL ROBERT ALLEN at PFS INVESTMENTS INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4388180
NATHANIEL ROBERT ALLEN is an Investment Adviser, associated with PFS INVESTMENTS INC. located at AMERICAN FORK, UT. NATHANIEL ALLEN’s Central Registration Depository (CRD) number is 4388180 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for NATHANIEL ALLEN

    • Event Date: 7/19/2005
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Settled
    • Disclosure Detail :: Allegations: [CUSTOMER’S ATTORNEY ALLEGES THAT THE RECOMMENDATION OF INVESTING HER FUNDS IN A VARIABLE ANNUITY WAS NOT SUITABLE.
    • Damage Amount Requested: $10,500.00
    • Settlement Amount: $12,560.22
    • Arbitration Docket Number:


Should I file a FINRA complaint against brokers like NATHANIEL ROBERT ALLEN?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by NATHANIEL ROBERT ALLEN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About NATHANIEL ROBERT ALLEN

What is NATHANIEL ALLEN's Central Registration Depository (CRD) Number?

4388180

Which firm is NATHANIEL ROBERT ALLEN associated with?

PFS INVESTMENTS INC.

Where is NATHANIEL ALLEN located?

486 W 50 N, AMERICAN FORK, UT, 84003

Where can I find more details about NATHANIEL ALLEN's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/10111 to read a detailed report for PFS INVESTMENTS INC.

Are there any disclosures, allegations or complaints filed against NATHANIEL ROBERT ALLEN?

Yes. There are disclosures, allegations, or complaints filed against NATHANIEL ROBERT ALLEN. Click here to view all details

Where can I download a detailed FINRA report for NATHANIEL ALLEN?

Click here to download a detailed FINRA report for NATHANIEL ALLEN

Is it safe to do business with NATHANIEL ROBERT ALLEN?

We’re not sure. Please research NATHANIEL ALLEN’s disclosures, allegations and complaints before taking a decision


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