Nathaniel Colby Smith at PFS INVESTMENTS INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7262533
Nathaniel Colby Smith is an Investment Adviser, associated with PFS INVESTMENTS INC. located at RICHARDSON, TX. Nathaniel Smith’s Central Registration Depository (CRD) number is 7262533 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Nathaniel Smith

    • Event Date: 9/11/2007
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: THEFT >= $50< $500
    • Disposition: Deferred Adjudication


Should I file a FINRA complaint against brokers like Nathaniel Colby Smith?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Nathaniel Colby Smith’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About Nathaniel Colby Smith

What is Nathaniel Smith's Central Registration Depository (CRD) Number?

7262533

Which firm is Nathaniel Colby Smith associated with?

PFS INVESTMENTS INC.

Where is Nathaniel Smith located?

661 N PLANO RD, RICHARDSON, TX, 75081

Where can I find more details about Nathaniel Smith's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/10111 to read a detailed report for PFS INVESTMENTS INC.

Are there any disclosures, allegations or complaints filed against Nathaniel Colby Smith?

Yes. There are disclosures, allegations, or complaints filed against Nathaniel Colby Smith. Click here to view all details

Where can I download a detailed FINRA report for Nathaniel Smith?

Click here to download a detailed FINRA report for Nathaniel Smith

Is it safe to do business with Nathaniel Colby Smith?

We’re not sure. Please research Nathaniel Smith’s disclosures, allegations and complaints before taking a decision


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