RedFlag, Allegation and/or Complaint against Nathan Scott Dunn
Disclosure #1 for Nathan Dunn
-
- Event Date: 9/16/2019
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: Customer alleged RRs misrepresented the Variable Annuity surrender schedule when the contract was purchased in June 2019.
- Damage Amount Requested: $9,181.74
- Arbitration Docket Number:
- Broker Comment: We settled with the customer by allowing her to exercise her ‘right to cancel’ the contract after the contractual deadline to do so. We returned the premium paid. There was no additional compensation to the customer.
Should I file a FINRA complaint against brokers like Nathan Scott Dunn?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Frequently Asked Questions About Nathan Scott Dunn
What is Nathan Dunn's Central Registration Depository (CRD) Number?
Which firm is Nathan Scott Dunn associated with?
Where is Nathan Dunn located?
Where can I find more details about Nathan Dunn's Investment Firm?
Are there any disclosures, allegations or complaints filed against Nathan Scott Dunn?
Where can I download a detailed FINRA report for Nathan Dunn?
Is it safe to do business with Nathan Scott Dunn?
All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.
Originally reported on November 17, 2022 @ 8:43 pm
