Nathan Scott Dunn at THRIVENT INVESTMENT MANAGEMENT INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7008402
Nathan Scott Dunn is an Investment Adviser, associated with THRIVENT INVESTMENT MANAGEMENT INC. located at Keizer, OR. Nathan Dunn’s Central Registration Depository (CRD) number is 7008402 and the FINRA Profile can be found at –

Disclosure #1 for Nathan Dunn

    • Event Date: 9/16/2019
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Settled
    • Disclosure Detail :: Allegations: Customer alleged RRs misrepresented the Variable Annuity surrender schedule when the contract was purchased in June 2019.
    • Damage Amount Requested: $9,181.74
    • Arbitration Docket Number:
    • Broker Comment: We settled with the customer by allowing her to exercise her ‘right to cancel’ the contract after the contractual deadline to do so. We returned the premium paid. There was no additional compensation to the customer.
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Should I file a FINRA complaint against brokers like Nathan Scott Dunn?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Nathan Scott Dunn’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  ROBERT HERBERT BRITTON at CFD INVESTMENTS, INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023) helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About Nathan Scott Dunn

What is Nathan Dunn's Central Registration Depository (CRD) Number?


Which firm is Nathan Scott Dunn associated with?


Where is Nathan Dunn located?

103 McNary Estates Dr N, Keizer, OR, 97303

Where can I find more details about Nathan Dunn's Investment Firm?

Visit to read a detailed report for THRIVENT INVESTMENT MANAGEMENT INC.

Are there any disclosures, allegations or complaints filed against Nathan Scott Dunn?

Yes. There are disclosures, allegations, or complaints filed against Nathan Scott Dunn. Click here to view all details

Where can I download a detailed FINRA report for Nathan Dunn?

Click here to download a detailed FINRA report for Nathan Dunn

Is it safe to do business with Nathan Scott Dunn?

We’re not sure. Please research Nathan Dunn’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 8:43 pm

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