NATHAN LESLIE THOMAS at STATE FARM VP MANAGEMENT CORP. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4430842
NATHAN LESLIE THOMAS is an Investment Adviser, associated with STATE FARM VP MANAGEMENT CORP. located at Wildwood, FL. NATHAN THOMAS’s Central Registration Depository (CRD) number is 4430842 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for NATHAN THOMAS

    • Event Date: 6/22/2006
    • Disclosure Type: Regulatory
    • Disclosure Resolution: Final
    • Initiated By: FLORIDA DEPARTMENT OF FINANCIAL SERVICES
    • Allegations: DID NOT COMPLETE CE WITHIN ALLOTTED TIME.
    • Resolution: Stipulation and Consent
    • Sanction Details :: Sanctions: Monetary/Fine
    • Sanction Details :: Amount: $250.00
    • Sanction Details: 250.00 FINE, WILL PAY ONCE INVOICE IS RECEIVED
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Should I file a FINRA complaint against brokers like NATHAN LESLIE THOMAS?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by NATHAN LESLIE THOMAS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About NATHAN LESLIE THOMAS

What is NATHAN THOMAS's Central Registration Depository (CRD) Number?

4430842

Which firm is NATHAN LESLIE THOMAS associated with?

STATE FARM VP MANAGEMENT CORP.

Where is NATHAN THOMAS located?

502 S Main St, Wildwood, FL, 34785-4832

Where can I find more details about NATHAN THOMAS's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/43036 to read a detailed report for STATE FARM VP MANAGEMENT CORP.

Are there any disclosures, allegations or complaints filed against NATHAN LESLIE THOMAS?

Yes. There are disclosures, allegations, or complaints filed against NATHAN LESLIE THOMAS. Click here to view all details

Where can I download a detailed FINRA report for NATHAN THOMAS?

Click here to download a detailed FINRA report for NATHAN THOMAS

Is it safe to do business with NATHAN LESLIE THOMAS?

We’re not sure. Please research NATHAN THOMAS’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 8:58 pm

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