RedFlag, Allegation and/or Complaint against NATHALIE R IONESCU
Disclosure #1 for NATHALIE IONESCU
- Event Date: 9/14/2014
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: Theft of luggage at LAX Airport in California.
- Disposition: Dismissed
- Broker Comment: Luggage was taken by mistake off of the luggage belt in LAX Airport. I mistook it for my own.
Should I file a FINRA complaint against brokers like NATHALIE R IONESCU?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Frequently Asked Questions About NATHALIE R IONESCU
What is NATHALIE IONESCU's Central Registration Depository (CRD) Number?
Which firm is NATHALIE R IONESCU associated with?
Where is NATHALIE IONESCU located?
Where can I find more details about NATHALIE IONESCU's Investment Firm?
Are there any disclosures, allegations or complaints filed against NATHALIE R IONESCU?
Where can I download a detailed FINRA report for NATHALIE IONESCU?
Is it safe to do business with NATHALIE R IONESCU?
All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.
Originally reported on November 17, 2022 @ 9:43 pm