RedFlag, Allegation and/or Complaint against NANCY WALLACE NOLLEY
Disclosure #1 for NANCY NOLLEY
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- Event Date: 9/10/1969
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: 4 COUNTS; MISDEMEANOR, GUILTY
- Charge Type: MISDEMEANOR
- Disposition: A. CONVICTED; B. 02/18/1970; PROBATION; D. 3 YEARS; E. 02/18/1970
- Broker Comment: I HAD JUST STARTED A JOB AFTER COMPLETION OF COLLEGE. MY PAYCHECK WAS BEING DIRECT DEPOSITED INTO MY CHECKING ACCOUNT. I STARTED TO WRITE ON THE ACCOUNT, THINKING THAT I HAD FUNDS TO COVER THE CHECKS. SEVERAL CHECKS STARTED TO BOUNCE WHICH CAUSED CHARGES TO OCCUR AND OTHER CHECKS BOUNCED. I WAS VERY OVERWHELMED WITH ALL THAT WAS HAPPENING. I DIDN’T HAVE ANYONE TO WORK THROUGH THIS PROBLEM WITH ME. I DID HOWEVER CONTACT ALL OF THE COMPANIES THAT WERE AFFECTED BY THIS PROBLEM. I TRIED TO MAKE ARRANGEMENTS WITH THEM TO PAY FOR THE CHECK AMOUNTS. SOME OF THE COMPANIES WERE WILLING TO WORK WITH ME WHILE OTHERS WERE NOT. THERE WERE WARRANTS ISSUED AND I WAS BROUGHT BEFORE THE COURT. I WAS GIVEN A 3 YEAR PROBATION AND HAD TO PAY RESTITUTION.
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Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:43 pm
