NANCI LYNN ROTH at RAYMOND JAMES & ASSOCIATES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 1082213
NANCI LYNN ROTH is an Investment Adviser, associated with RAYMOND JAMES & ASSOCIATES, INC. located at CRYSTAL RIVER, FL. NANCI ROTH’s Central Registration Depository (CRD) number is 1082213 and the FINRA Profile can be found at –

Disclosure #1 for NANCI ROTH

    • Event Date: 8/3/2020
    • Disclosure Type: Financial
    • Disclosure Resolution: Final
    • Disclosure Detail :: Type: Compromise
    • Disposition: Satisfied/Released
    • Broker Comment: Due to unforseen health situation of my daughter and loss of spouse at the same time, I has no choice but to short sale my home.
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Should I file a FINRA complaint against brokers like NANCI LYNN ROTH?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by NANCI LYNN ROTH’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About NANCI LYNN ROTH

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Where can I find more details about NANCI ROTH's Investment Firm?

Visit to read a detailed report for RAYMOND JAMES & ASSOCIATES, INC.

Are there any disclosures, allegations or complaints filed against NANCI LYNN ROTH?

Yes. There are disclosures, allegations, or complaints filed against NANCI LYNN ROTH. Click here to view all details

Where can I download a detailed FINRA report for NANCI ROTH?

Click here to download a detailed FINRA report for NANCI ROTH

Is it safe to do business with NANCI LYNN ROTH?

We’re not sure. Please research NANCI ROTH’s disclosures, allegations and complaints before taking a decision

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