MITCHELL HOWARD BLOOM at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5134281
MITCHELL HOWARD BLOOM is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at WILTON MANORS, FL. MITCHELL BLOOM’s Central Registration Depository (CRD) number is 5134281 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for MITCHELL BLOOM

    • Event Date: 9/30/2002
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: I. IMPORT/SALE/DISTRIB. CONTROLLED SUBSTANCE INTO STATE. I COUNT, FELONY, PLEA-NOT GUILTY. (DISMISSED) II. UNDERINFLUENCE/CONTROLLED SUBSTANCE, 1 COUNT, MISDEMEANOR, PLEA-NOT GUILTY. (DISMISSED) III. DRIVING UNDER THE INFLUENCE, 1 COUNT, MISDEMEANOR, GUILTY. (CONVICT) IV. POSSES HYPODERMIC NEEDLE/SYRINGE, 1 COUNT, MISDEMEANOR, NOT GUILTY. (DISMISS) V. POSSESS CONTROLLED SUBSTANCES, 1 COUNT FELONY, GUILTY, (DISMISSED)
    • Charge Type: FELONY
    • Disposition: I. A. DISMISSED, 10/07/2002 II. A. DISMISSED, 10/07/2002, C. ATTEND AND COMPLETE FIRST OFFENDER DUI PROGRAM, PERFORM 688 COMMUNITY SERVICE HOURS, PAY FINE OF $1154.00, COMPLETE DRUG DIVERSION PROGRAM, SUMMARY PROBATION D. 36 MONTH E. 10/7/2002 F. $1154.00-FINE, TOTAL FINE + FEES PAID = $1829.00 G. PAID IN FULL 07/19/2005 IV. A. DISMISSED V. A. DISMISSED
    • Broker Comment: FURTHERMORE: ON 07/21/2005 ORDER TERMINATING PROBATION, DISCHARGING DEFENDANT, SETTING ASIDE GUILTY PLEA, AND DISMISSING ACTION WAS GRANTED BY COURT


Should I file a FINRA complaint against brokers like MITCHELL HOWARD BLOOM?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by MITCHELL HOWARD BLOOM’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About MITCHELL HOWARD BLOOM

What is MITCHELL BLOOM's Central Registration Depository (CRD) Number?

5134281

Which firm is MITCHELL HOWARD BLOOM associated with?

WELLS FARGO CLEARING SERVICES, LLC

Where is MITCHELL BLOOM located?

2525 N DIXIE HWY, WILTON MANORS, FL, 33305

Where can I find more details about MITCHELL BLOOM's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against MITCHELL HOWARD BLOOM?

Yes. There are disclosures, allegations, or complaints filed against MITCHELL HOWARD BLOOM. Click here to view all details

Where can I download a detailed FINRA report for MITCHELL BLOOM?

Click here to download a detailed FINRA report for MITCHELL BLOOM

Is it safe to do business with MITCHELL HOWARD BLOOM?

We’re not sure. Please research MITCHELL BLOOM’s disclosures, allegations and complaints before taking a decision


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