Michelle P Lee at TRANSAMERICA FINANCIAL ADVISORS, INC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 2921757
Michelle P Lee is an Investment Adviser, associated with TRANSAMERICA FINANCIAL ADVISORS, INC located at LOS ANGELES, CA. Michelle Lee’s Central Registration Depository (CRD) number is 2921757 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Michelle Lee

    • Event Date: 7/14/2021
    • Disclosure Type: Judgment / Lien
    • Disclosure Resolution:
    • Disclosure Detail :: Judgment/Lien Amount: $12,167.77
    • Judgment/Lien Type: Tax

Disclosure #2 for Michelle Lee

      • Event Date: 4/13/2017
      • Disclosure Type: Judgment / Lien
      • Disclosure Resolution:
      • Disclosure Detail :: Judgment/Lien Amount: $18,393.33
      • Judgment/Lien Type: Tax

Disclosure #3 for Michelle Lee

      • Event Date: 4/13/2017
      • Disclosure Type: Judgment / Lien
      • Disclosure Resolution:
      • Disclosure Detail :: Judgment/Lien Amount: $18,393.33
      • Judgment/Lien Type: Tax


Should I file a FINRA complaint against brokers like Michelle P Lee?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Michelle P Lee’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About Michelle P Lee

What is Michelle Lee's Central Registration Depository (CRD) Number?

2921757

Which firm is Michelle P Lee associated with?

TRANSAMERICA FINANCIAL ADVISORS, INC

Where is Michelle Lee located?

3435 WILSHIRE BLVD, LOS ANGELES, CA, 90010

Where can I find more details about Michelle Lee's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/16164 to read a detailed report for TRANSAMERICA FINANCIAL ADVISORS, INC

Are there any disclosures, allegations or complaints filed against Michelle P Lee?

Yes. There are disclosures, allegations, or complaints filed against Michelle P Lee. Click here to view all details

Where can I download a detailed FINRA report for Michelle Lee?

Click here to download a detailed FINRA report for Michelle Lee

Is it safe to do business with Michelle P Lee?

We’re not sure. Please research Michelle Lee’s disclosures, allegations and complaints before taking a decision


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