Michael Ziffer at STONELIVING SECURITIES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7401836
Michael Ziffer is an Investment Adviser, associated with STONELIVING SECURITIES, LLC located at CHICAGO, IL. Michael Ziffer’s Central Registration Depository (CRD) number is 7401836 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Michael Ziffer

    • Event Date: 7/31/2010
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: Forgery of: Possession of driver Lic/ID card with altered date of birth
    • Disposition: Dismissed

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Should I file a FINRA complaint against brokers like Michael Ziffer?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Michael Ziffer’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Michael Ziffer

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Where can I find more details about Michael Ziffer's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/153565 to read a detailed report for STONELIVING SECURITIES, LLC

Are there any disclosures, allegations or complaints filed against Michael Ziffer?

Yes. There are disclosures, allegations, or complaints filed against Michael Ziffer. Click here to view all details

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Click here to download a detailed FINRA report for Michael Ziffer

Is it safe to do business with Michael Ziffer?

We’re not sure. Please research Michael Ziffer’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:05 pm

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