MICHAEL VAN NGUYEN at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5123835
MICHAEL VAN NGUYEN is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at LANTANA, FL. MICHAEL NGUYEN’s Central Registration Depository (CRD) number is 5123835 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for MICHAEL NGUYEN

    • Event Date: 11/30/2015
    • Disclosure Type: Financial
    • Resolution: Pending
    • Type: Bankruptcy
    • Disposition: Direct Payment Procedure
    • Broker Comment: After my divorce, and legal fees from a lawsuit with my ex-wife, I was put in a stressful financial situation that caused me to deplete my savings causing my cashflow to be insufficient to honor my financial obligations. This led to a chain of events which included my wages to be garnished, which depleted my cash flow. I filed a chapter 13 so that I could restructure my debts in order for it to be manageable based on my income. Before the divorce, which happened in 2010, I maintained excellent credit.
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Should I file a FINRA complaint against brokers like MICHAEL VAN NGUYEN?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by MICHAEL VAN NGUYEN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About MICHAEL VAN NGUYEN

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Where can I find more details about MICHAEL NGUYEN's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against MICHAEL VAN NGUYEN?

Yes. There are disclosures, allegations, or complaints filed against MICHAEL VAN NGUYEN. Click here to view all details

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Click here to download a detailed FINRA report for MICHAEL NGUYEN

Is it safe to do business with MICHAEL VAN NGUYEN?

We’re not sure. Please research MICHAEL NGUYEN’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:01 pm

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