MICHAEL SHAWN MCCORMACK at TRANSAMERICA FINANCIAL ADVISORS, INC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4055624
MICHAEL SHAWN MCCORMACK is an Investment Adviser, associated with TRANSAMERICA FINANCIAL ADVISORS, INC located at SO. JORDAN, UT. MICHAEL MCCORMACK’s Central Registration Depository (CRD) number is 4055624 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for MICHAEL MCCORMACK

    • Event Date: 3/7/2014
    • Disclosure Type: Judgment / Lien
    • Disclosure Resolution:
    • Disclosure Detail :: Judgment/Lien Amount: $3,184.89
    • Judgment/Lien Type: Civil
    • Broker Comment: THE ORIGINAL FILING DATE WAS 07/11/2005 FOR $1227. A RENEWAL JUDGMENT WAS FILED 03/07/2014 WITH ADDED FEES AND INTEREST FOR A TOTAL OF $3184.89. THIS IS A DUPLICATE FILING WITH THE SAME CASE# 050601761. RC WILLEY HAS TO RESEARCH THE DIFFERENCE, I DON’T BELIEVE THIS IS ACCURATE AND I AM WORKING TO RESOLVE THE ISSUE.

Disclosure #2 for MICHAEL MCCORMACK

      • Event Date: 4/9/2009
      • Disclosure Type: Judgment / Lien
      • Disclosure Resolution:
      • Disclosure Detail :: Judgment/Lien Amount: $750.00
      • Judgment/Lien Type: Civil
      • Broker Comment: I STOPPED USING CREDIT 7-8 YEARS AGO. CASH ONLY. I PULLED CREDIT 11/02/2014 AND FOUND THESE. I WILL CONTACT THEM FOR PAY OFF.

Disclosure #3 for MICHAEL MCCORMACK

      • Event Date: 4/9/2009
      • Disclosure Type: Judgment / Lien
      • Disclosure Resolution:
      • Disclosure Detail :: Judgment/Lien Amount: $750.00
      • Judgment/Lien Type: Civil
      • Broker Comment: I STOPPED USING CREDIT 7-8 YEARS AGO. CASH ONLY. I PULLED CREDIT 11/02/2014 AND FOUND THESE. I WILL CONTACT THEM FOR PAY OFF.


Should I file a FINRA complaint against brokers like MICHAEL SHAWN MCCORMACK?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by MICHAEL SHAWN MCCORMACK’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About MICHAEL SHAWN MCCORMACK

What is MICHAEL MCCORMACK's Central Registration Depository (CRD) Number?

4055624

Which firm is MICHAEL SHAWN MCCORMACK associated with?

TRANSAMERICA FINANCIAL ADVISORS, INC

Where is MICHAEL MCCORMACK located?

10653 S. RIVER FRONT PKWY., SO. JORDAN, UT, 84095

Where can I find more details about MICHAEL MCCORMACK's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/16164 to read a detailed report for TRANSAMERICA FINANCIAL ADVISORS, INC

Are there any disclosures, allegations or complaints filed against MICHAEL SHAWN MCCORMACK?

Yes. There are disclosures, allegations, or complaints filed against MICHAEL SHAWN MCCORMACK. Click here to view all details

Where can I download a detailed FINRA report for MICHAEL MCCORMACK?

Click here to download a detailed FINRA report for MICHAEL MCCORMACK

Is it safe to do business with MICHAEL SHAWN MCCORMACK?

We’re not sure. Please research MICHAEL MCCORMACK’s disclosures, allegations and complaints before taking a decision


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