RedFlag, Allegation and/or Complaint against MICHAEL KENNETH MILLER JR
Disclosure #1 for MICHAEL MILLER JR
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- Event Date: 5/3/1998
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: SHOPLIFFING (1)1COUNT(2)MISDEAMEANOR(3)GUILTY(4)N/A
- Charge Type: MISDEMEANOR
- Disposition: SHOPLIFTING A)CONVICTED B)08/05/1998 C)FINE D)N/A E)N/A F)FINED 250.00 G)08/05/1998.
- Broker Comment: THIS EVENT WAS A COLLEGE PRANK THAT WAS A BAD CHOICE, I WAS TO STEAL SOMETHING SMALL AND WAS SPOTTED BY A PLAIN CLOTHES OFFICER. I WAS NOT ARRESTED I WAS GIVEN A SIMMONS TO APPEAR IN COURT. THE ODJECT I STOLE WAS A BEEF JERKY FOR .89 CENTS. MY LESSON WAS LEARNED AND I AN NOW A TEACHER.
Should I file a FINRA complaint against brokers like MICHAEL KENNETH MILLER JR?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 7:57 pm
