RedFlag, Allegation and/or Complaint against MICHAEL JOSEPH CORNELIUS
Disclosure #1 for MICHAEL CORNELIUS
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- Event Date: 5/21/2018
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: Customer alleged RR did not tell him in February 2017 there would still be VA contract fees, as customer expected there would be no fees since he was not earning interest on funds held in the money market account in the contract.
- Damage Amount Requested: $8,499.05
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like MICHAEL JOSEPH CORNELIUS?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:42 pm
